Search for: "Mutual Fund 7"
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23 Apr 2019, 9:05 pm
Rather, they say, Section 7 and its interpretation by courts suggest that if a mutual fund uses its stakes in companies to “substantially lessen competition,” it should face federal antitrust liability. [read post]
7 Apr 2009, 3:44 pm
"Individuals in the U.S. have more than $7 trillion invested in mutual funds. [read post]
17 Oct 2011, 8:17 am
Almost $11 billion flowed out of mutual funds the week ended October 7, as bond, hybrid and domestic equity funds declined. [read post]
18 Aug 2009, 8:00 am
Yet these institutional owners are often collective investment vehicles like state and union pension funds and mutual funds. [read post]
17 Aug 2017, 2:51 pm
Example: The fund reinvests all income in 20×5, 20×6 and 20×7. [read post]
7 Feb 2007, 7:46 am
The inquiry is being driven in part by complaints from mutual funds and others who worry market participants are trading ahead of their trades before they are executed. [read post]
5 Jun 2020, 4:11 pm
Typically, mutual fund issuers will offer their customers a right of reinstatement, allowing the investors to purchase shares of a mutual fund after previously selling shares of that fund or another fund in the same fund family, without incurring a front-end sales charge, or allowing the investors to recoup some to all of contingent deferred sales charges. [read post]
14 Mar 2016, 11:19 am
The Securities and Exchange Commission today announced charges against three AIG affiliates for steering mutual fund clients toward more expensive share classes so the firms could collect more fees. [read post]
23 Jul 2010, 11:25 am
SunTrust Investment Services Fined $1.44 Million for Fraudulent Sales of Unit Investment trusts and Mutual Funds. [read post]
13 Apr 2013, 8:18 am
X is for Mutual Funds. [read post]
4 Aug 2015, 5:53 am
Indeed, in the past month alone the funds dropped between 7-20% in value. [read post]
27 Apr 2011, 3:34 pm
An SEC proposal to eliminate all five remaining references to credit ratings from Investment Company Act Rule 2a-7 would be a mistake that has the potential to harm the money market fund industry and its investors, in the view of the Mutual Fund Directors Forum. [read post]
13 Feb 2018, 2:02 pm
The once-$800 million fund lost more than 80 percent of its value between February 2-7, 2018. [read post]
12 May 2010, 9:56 am
Last Friday, May 7, 2010, the Rocky Mountain Securities Conference featured a panel that discussed the changing risk and regulatory market as it affects Mutual Funds, Broker Dealers and Investment Advisors. [read post]
7 Dec 2022, 6:31 am
We also shed light on the respective roles of return skewness and mutual fund expenses, and we tally the full-sample dollar gain or loss to mutual fund investors in aggregate, on both a fund-by-fund basis and in total. [read post]
7 Dec 2022, 6:31 am
We also shed light on the respective roles of return skewness and mutual fund expenses, and we tally the full-sample dollar gain or loss to mutual fund investors in aggregate, on both a fund-by-fund basis and in total. [read post]
6 Aug 2019, 10:59 am
Massachusetts alleges Janney Failed to Supervise Broker According toa complaint filed on May 7, 2019, Massachusetts Secretary of the Commonwealth William Galvin charged broker-dealer Janney Montgomery Scott with allegedly churning high-fee mutual funds. [read post]
6 Sep 2018, 9:40 am
With more than 1,500 registered reps, Lincoln, for the last 7½ years reportedly disadvantaged certain retirement plan and charitable organization customers who were eligible to purchase class A shares in certain mutual funds without a front-end sales charge, according to the order. [read post]
1 Jan 2013, 2:00 am
The following are various hedge fund events happening this month. [read post]
8 Nov 2023, 9:05 pm
But CITs are not mutual funds. [read post]
